Protecting Personal Information

1. Openness and transparency

1.1 We value patient privacy and act to ensure that it is protected.
1.2 This policy was written to capture our current practices as well as to respond to federal and
provincial requirements for the protection of personal information.
1.3 This policy describes how this office collects, protects and discloses the personal
information of patients and the rights of patients with respect to their personal information.
1.4 We are available to answer any patient questions regarding our privacy practices.

2. Accountability

2.1 The physician is ultimately accountable for the protection of the health records.
2.2 Patient information is sensitive by nature. Employees and all others in this office who
assist with or provide care are required to be aware of and adhere to the protections described
in this policy for the appropriate use and disclosure of personal information.
2.3 All persons in this office who have access to personal information must adhere to the
following information management practices:

  • Access is on a need to know basis
  • Access is restricted to authorized users
  • Contractual privacy clauses/agreements with third parties including cleaning, security
    personnel, building maintenance personnel and network technicians

2.4 This office employs strict privacy protections to ensure that

  • We protect the confidentiality of any personal information we access in the course of
    providing patient care.
  • We collect, use and disclose personal information only for the purposes of providing care
    and treatment or the administration of that care, or for other purposes expressly
    consented to by the patient.
  • We adhere to the privacy and security policies and procedures of this office.
  • We educate and train staff on the importance of protecting personal information.

Collection, Use and Disclosure of Personal Information

3. Collection of personal information

3.1 We collect the following personal information

  • Identification and contact information including name and date of birth
  • Billing information including provincial/territorial health insurance plan (health card)
    number and private medical insurance details
  • Health information which may include medical history and presenting symptoms

3.2 Limits on collection

We will only collect the information that is required to provide care, administrate the care that
is provided and communicate with patients. We will not collect any other information or allow
information to be used for other purposes, without the patient’s express consent – except
where authorized to do so by law. These limits on collection ensure that we do not collect
unnecessary information.

4. Use of personal information

4.1 Personal information collected from patients is used by this office for the purposes of

  • Identification and contact – Emergency contact
  • Provision and continuity of care: Historical record and Health promotion and prevention
  • Administrate the care that is provided: Prioritization of appointment scheduling and
    billing the provincial health plan
  • Professional requirements: Risk or error management and Quality assurance (peer
    review)
  • Research studies and trials

5. Disclosure of personal information

5.1 Implied consent (Disclosures to other providers)

  • Unless otherwise indicated, we assume that patients have consented to the use of their
    information for the purposes of providing them with care, including sharing the
    information with other health providers involved in their care. By virtue of seeking care
    from us, the patient’s consent is implied for the provision of that care
  • Relevant health information is shared with other providers involved in the patient’s care,
    including, but not limited to, other physicians involved in providing care

5.2 Without consent (Disclosures mandated or authorized by law). There are limited situations
where the physician is legally required to disclose personal information without the patient’s
consent. Examples of these situations include, but are not limited to,

  • billing provincial health plans
  • reporting specific diseases
  • reporting abuse (child, elder, spouse, etc)
  • reporting fitness (to drive, fly, etc)
  • by court order (when subpoenaed in a court case)
  • in regulatory investigations
  • for quality assessment (peer review)
  • for risk and error management, e.g., medical-legal advice

5.3 Express Consent (Disclosures to all other third parties)

  • The patient’s express consent, oral or written, is required before we will disclose
    personal information to third parties for any purpose other than to provide care or
    unless authorized to do so by law
  • Examples of situations that involve disclosures to third parties include, but are not
    limited to third party medical examinations and provision of charts or chart summaries
    to insurance companies or lawyers
  • Disclosure Log – Before a disclosure is made to a third party, a notation shall be made in
    the file that the patient has provided express consent or a signed patient consent form
    is appended to the file

5.4 Withdrawal of consent

  • Patients have the option to withdraw consent to have their information shared with
    other health providers at any time
  • Patients also have the option to withdraw consent to have their information shared with
    third parties
  • If a patient chooses to withdraw their consent, the physician will discuss any significant
    consequences that might result with respect to their care and treatment

Office Safeguards

6. Security measures

6.1 Safeguards are in place to protect the security of patient information.

6.2 These safeguards include a combination of physical, technological and administrative
security measures.
6.2.1 We use the following physical safeguards

  • limited access to office: monitored alarm system and deadbolt entry lock or keypad
    entry system
  • limited access to records: need to know basis and locked cabinets
  • office layout/features: front desk privacy screens and soundproofing to ensure
    confidentiality

6.2.2 We use the following technological safeguards

  • protected computer access for patient health information including passwords and user
    authentication
  • system protection including firewall software and virus scanning software
  • protected external electronic communications with separate Internet access
  • secure electronic record disposal: we safely dispose of computer hard drives and destroy
    all other removable media
  • wireless connections that are separated from internet connections carrying patient data

6.2.3 We use the following administrative safeguards

  • office information management practices: access is on a need to know basis and is
    restricted to authorized users
  • contractual privacy clauses/agreements with third parties including cleaning, security
    personnel, building maintenance personnel and network technicians.
  • staff signed confidentiality agreements as part of their employment contract, and this
    confidentiality agreement or clause extends beyond the term of employment

7. Communications policy

7.1 We are sensitive to the privacy of personal information and this is reflected in how we
communicate with our patients, others involved in their care and all third parties.
7.2 We protect personal information regardless of the format.
7.3 We use specific procedures to communicate personal information by
7.3.1 Telephone

  • Patient preference with regards to phone messages will be taken into consideration
  • Unless authorized, we only leave our name and phone number on messages for patients

7.3.2 Fax

  • We only receive digital faxes accessible by a secure sign-on
  • Pre-programmed numbers are used to ensure fax received by a proper recipient

7.3.3 Email

  • We do not use email for confidential messages, except if consented by the patient. We
    assume that when patients initiate a confidential message by email, they have given
    implied consent for us to reply by email
  • Firewall and virus scanning software is in place to mitigate against unauthorized
    modification, loss, access or disclosure

7.3.4 Post/Courier

  • Letters are sent in a sealed envelope marked confidential

8. Record retention

8.1 We retain patient records as required by law and professional regulations – retention of
medical records for at least 16 years from the date of last entry or, in the case of minors, 16
years from the time the patient would have reached the age of majority.
8.2 We use secure offsite record storage

9. Procedures for secure disposal/destruction of personal information

9.1 When information is no longer required, it is destroyed according to set procedures that
govern the storage and destruction of personal.

  • We use paper shredding to destroy paper records
  •  We physically destroy computer hard drives
  • We shred electronic media storage

9.2 Disposal log
Before the secure disposal of a health record, we maintain a log with the patient’s name,
the time period covered by the destroyed record, the method of destruction and the person
responsible for supervising the destruction.

Patient Rights

10. Access to information

10.1 Patients have the right to access their records in a timely manner.
10.2 If a patient requests a copy of their records, one will be provided at a reasonable cost.
10.3 Access shall only be provided upon approval of the physician.
10.4 If the patient wishes to view the original record, one of our staff must be present to
maintain the integrity of the record, and a reasonable fee may be charged for this access.
10.5 Patients can submit access requests verbally or in writing
10.6 This office follows specific procedures to respond to access requests

  • we acknowledge receipt of a request
  • we respond within a timely fashion not exceeding 30 days

11. Limitations on access

11.1 In extremely limited circumstances the patient may be denied access to their records, but
only if providing access would create a risk to that patient or to another person.
11.1.1 For example, when the information could reasonably be expected to seriously endanger
the mental or physical health or safety of the individual making the request or another person.
11.1.2 If the disclosure would reveal personal information about another person who has not
consented to the disclosure. In this case, we will do our best to separate out this information
and disclose only what is appropriate.

12. Accuracy of information

12.1 We make every effort to ensure that all patient information is recorded accurately.
12.2 If an inaccuracy is noted, the patient can request changes in their own record, and this
request is documented by an annotation in the record.
12.3 No notation shall be made without the approval or authorization of the physician.

13. Privacy Complaints

13.1 It is important to us that our privacy policies and practices address patient concerns and
respond to patient needs.
13.2 A patient who believes that this office has not responded to their access request or
handled their personal information in a reasonable manner is encouraged to address their
concerns first with their doctor.
13.2.1 Patient complaints can be made verbally or in writing
13.2.2 This office follows specific procedures for responding to patient complaints

  • Our complaints process is readily accessible, transparent and simple to use
  • Patients are informed of relevant complaint mechanisms

13.2.3 Patients who wish to pursue the matter further are advised to direct their complaints to
Dubai Health Authority or the DED Customer Rights Service